Uniform Securities Act

Results: 366



#Item
251North American Securities Administrators Association / Investment Advisers Act / Patent attorney / Filing Status / Law / Financial system / Finance / United States securities law / Law in the United Kingdom / Financial regulation

Uniform Forms Reference Guide

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Source URL: www.nasd.com

Language: English
252European Union law / International Institute for the Unification of Private Law / League of Nations / Securities / Principles of International Commercial Contracts / Principles of European Contract Law / OHADA / International commercial law / European civil code / Law / Contract law / Private law

Microsoft Word - OHADA draft Uniform Act on Contract Law - Explanatory Note.doc

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Source URL: www.unidroit.org

Language: English - Date: 2013-09-24 12:52:31
253NYSE Euronext / Options Clearing Corporation / Stock market / Futures exchanges / Futures contract / Euronext / London International Financial Futures and Options Exchange / Uniform Commercial Code / Securities Exchange Act / Financial economics / Business / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 16, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2013-05-17 13:12:41
254Investment / Finance / North American Securities Administrators Association / Financial adviser / Business / Dodd–Frank Wall Street Reform and Consumer Protection Act / Uniform Combined State Law Exam / United States securities law / Financial economics / Financial regulation

ALABAMA SECURITIES COMMISSION 401 ADAMS AVENUE, SUITE 280 MONTGOMERY, ALABAMA[removed]MAIL: POST OFFICE BOX[removed]MONTGOMERY, AL[removed]TELEPHONE[removed]

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Source URL: www.asc.state.al.us

Language: English - Date: 2012-03-06 20:13:55
255Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / United States securities law / Property law / Post-office box / Address / Uniform Transfers to Minors Act / Po / Provinces of Italy / Postal system / Geography of Italy

PO Box[removed]UGMA/UTMA Update Form Lincoln, NE[removed]

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Source URL: www.collegecounts529.com

Language: English - Date: 2014-06-13 15:00:59
256Financial regulation / Financial economics / Financial system / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Act / Securities market / Uniform Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Speech: The Changing Scene For Municipal Securities, March 11, 1976

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Source URL: www.sec.gov

Language: English - Date: 2007-08-03 15:22:17
257Investment / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / SEC filings / Security / Stock market / United States securities law

CHAPTER 11 SENATE BILL No. 432 AN ACT concerning the uniform transfer on death security registration act; amending K.S.A. 17-49a01 and 17-49a03 and repealing the existing sections. Be it enacted by the Legislature of th

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Source URL: www.kansas.gov

Language: English - Date: 2008-07-28 15:38:51
258Money / Investment Advisor / James Beard Foundation / Financial adviser / U.S. Securities and Exchange Commission / Security / Selling away / Citigroup / Uniform Securities Act / Finance / Financial economics / Business

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Jonathan W. Brooks and J. Brooks Financial, Inc.,

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Source URL: www.scag.gov

Language: English - Date: 2014-05-07 11:07:26
259Economics / Money / Business law / Negotiable instrument / Securities / Banking / Demand draft / Acceptor / Cheque / Payment systems / Business / Legal documents

CHAPTER 58 HOUSE BILL No[removed]AN ACT concerning the uniform commercial code; relating to negotiable instruments and bank deposits; concerning a demand draft; amending K.S.A[removed], [removed], [removed], [removed], 84-3-4

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Source URL: www.kansas.gov

Language: English - Date: 2005-11-03 13:51:46
260Securities / Securities fraud / Class action / Derivative suit / Business / U.S. Securities and Exchange Commission / Securities regulation in the United States / Corporate governance / Securities Litigation Uniform Standards Act / Corporations law / Law / Corruption

Microsoft Word - A2 - Erickson.docx

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Source URL: www.uiowa.edu

Language: English - Date: 2012-07-14 14:14:19
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